Presents
The Regulatory Environment Forum
The agenda includes:
The Current State of Regulation Panel
Regulatory Breakout Sessions
The Future of Regulation and Regulatory Validation Panel
Networking Happy Hour
Featuring content from TRADEliance LLC
September 17th, 2025
2:00 - 7:00 pm Eastern Time
Jay Conference Center - Bryant Park
10 Times Square, 6th floor, New York, NY 10018
About n-Tier
n-Tier is an innovative financial technology company that couples deep industry expertise with a unique software platform to help firms minimize the risks and costs associated regulatory reporting.
About TRADEliance
TRADEliance is a consulting firm specializing in creating solutions for all steps of the lifecycle of a trade. Our consultants translate regulatory requirements into practical guidance for the trade desk.
Registration
Meet the Panelists
The Current State of Regulation
Panelists
- Ian Park, Chief Regulatory Officer, n-Tier fs
- David Emero, Head of Regulatory Reporting Product Strategy, n-Tier fs
- Vince Cucci - Americas Head of Equity Compliance, Mizuho Securities
- Mike Rudolph - Operations Director - Regulatory Risk & Control, RBC Wealth Management
Moderator
- Kat Miller, Founder/Managing Partner, TRADEliance LLC
The Future of Regulation and Regulatory Validation
Panelists
- Peter Gargone, Founder & CEO, n-Tier fs
- Ian Park, Chief Regulatory Officer, n-Tier fs
- Brett Utnick - Director - Head of North America Technology & Operations Regulatory Solutions Group, BMO
Moderator
- Jesy LeBlanc, Founder/Managing Partner, TRADEliance LLC