Presents
The Regulatory Environment Forum
The agenda includes:
Regulatory Trends and Topics Panel
Next Gen Reg-Tech Platforms Panel
Networking Happy Hour
Featuring content from TRADEliance LLC
October 6, 2026
3:00 - 7:00 pm Eastern Time
About n-Tier
n-Tier is an innovative financial technology company that couples deep industry expertise with a unique software platform to help firms minimize the risks and costs associated regulatory reporting.
About TRADEliance
TRADEliance is a consulting firm specializing in creating solutions for all steps of the lifecycle of a trade. Our consultants translate regulatory requirements into practical guidance for the trade desk.
Registration
About the Panels
Regulatory Trends and Topics
- Fines and enforcement actions
- New and enhanced product offerings
- Highlighted validation control use-cases
- Forward looking regulatory changes and impact
Panelists: Ian Park, n-Tier; Dave Emero, n-Tier, Jesy LeBlanc, TRADEliance; and Avinash Sawant, RBC Capital Markets
Next Gen Reg-Tech Platforms
- Data at scale with cost control
- Security and implications of AI
- Flexibility and vendor consolidation
- Advanced analytics and data intelligence
Panelists: Peter Gargone, n-Tier; Ian Park, n-Tier; and Ban Ghosh, Scotiabank