A free virtual panel  for broker dealers and investment advisors on industry hot topics or trends.  These sessions are intended to be brief summaries of topics selected from recent enforcement actions or other relevant industry releases.

 Artificial Intelligence Considerations for Supporting the Trade Desk

November 05, 2025

12:00-12:30 Central

 

Moderator:

Kat Miller from TRADEliance

Panelists:

Jesy LeBlanc from TRADEliance

James Lundy from Foley & Lardner LLP

 

About James Lundy

About TRADEliance


 

About this Panel

Broker dealers are currently considering the impacts of incorporating artificial intelligence (AI) in support of the Trade Desk.

This panel is designed to:

  • Provide an understanding of the current regulatory environment and applicable case law. 
  • Provide insight for firms currently using AI for trade support related functions.
  • Provide considerations around creating policies and procedures
  • Share best practices regarding the use of artificial intelligence.

 

Panel Registration Form