Bullet Point Panels TRADEliance Consultant Trading Operations

About Our Panels

  Don't let time or monetary constraints keep you from being involved in the industry. 

TRADEliance Bullet Point Panels are free virtual discussions designed for all employees to attend and gain valuable insight on hot topics or trends.    

At last, you can be in control of your development.


One Minute Trade Reporting

Feb 14, 2024, 12:00-12:30 CST, Virtual ZOOM Event - Past Event

T+1 and Same Day Allocations

Dec 6, 2023, 12:00-12:30 CST, Virtual ZOOM Event - Past Event

Rule 605/606 Overview

Aug 2, 2023, 12:00-12:30 CST, Virtual ZOOM Event - Past Event

Fixed Income Fair Pricing

May 3, 2023, 12:00-12:30 CST, Virtual ZOOM Event - Past Event

Client Data Oversight

Feb 1, 2023, 12:00-12:30 CST, Virtual ZOOM Event - Past Event

 

These panels are intended to be brief summaries on industry issues, helping to keep broker dealers and investment advisors up to date on the complex regulatory environment.

 

 

 


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