About Our Consultants
TRADEliance co-founders Jesy LeBlanc and Kat Miller started in the industry together and have worked in partnership, holding each other accountable for more than 15 years.
Let us get in the weeds for you – we love to research and dig into things to make life easier for our business partners.
Our Team
Jesy LeBlanc
Founder, Managing Partner
Jesy LeBlanc started in the financial industry in 2006, spending much of that time in Compliance supporting various areas of the business, but with a focus on and passion for supporting the Capital Markets.
Expertise
- Experience working for small and large firms, in nearly every facet of compliance – inclusive of policies and procedures development, testing and implementation.
- Managed Compliance programs both on the buy and the sell side.
- Experience as a trader and leading a team of fixed income traders allowing for first-hand knowledge of the issues and pain points of traders in the industry.
- Extensive experience working directly with the regulators, including assisting in the remediation of precedent-setting SEC enforcement cases.
- Developed an audit like approach to solving complex problems resulting in meticulously thought out, process driven solutions.
Education and Credentials
- Bachelor's degree and MBA, Indiana University
- Obtained FINRA licenses 7, 63, 9, 10, 24, and 53
- 2018-2019 Member of the MSRB Compliance Advisory Group
- Co-creator/organizer, St. Louis Regulation and Operations Networking Group (STRONG) Round Tables
Kat Miller
Founder, Managing Partner
Kat Miller has been in the financial industry since 2005. During that time, she has worked in many areas of a brokerage firm, but found her passion in trading operations and regulation in 2010.
Expertise
- Experience in nearly every operational space, having worked at four financial institutions ranging in all sizes, both introducing and self-clearing.
- Developed, maintained, and administered multiple order management systems, offering aggregators, and trading supervisory systems.
- Experience in Fixed Income Capital Markets for both institutional and private wealth.
- Handled regulatory aspects as the business unit, including regulatory system enhancements, creation and updates to procedures, and FINRA and SEC inquiries and exams.
- Created strategic and efficient processes for trading operations.
Education and Credentials
- Bachelor's degree, Indiana University
- Obtained FINRA Licenses 7, 63, 9, 10, 23, and 99
- Director, Security Traders Association of St Louis
- Co-creator/organizer, St. Louis Regulation and Operations Networking Group (STRONG) Round Tables
Learn More
Schedule a meeting with Jesy and Kat today!